Regulatory Compliance & Audit

Customize and streamline your programs and processes to mitigate risk and supplement your internal resources. Vantage Point provides you the regulatory expertise necessary to navigate the increasing, complex regulations facing the financial industry.

Our customized solutions include:
Risk Assessments
Vendor Management Program Assistance
Customized Staff Training
Bank Secrecy Act Program/Policy Review and Audits
Advertising and Marketing Reviews
Policy Creation and Review
Regulatory Exam Deficiencies Response & Correction
Compliance Retainer Services
Proactive Examination Preparation
Independent Review and Audit of Compliance Program
Consumer Loan Quality Control Review

Audit Services

Vantage Point’s experienced auditors are ready to support your financial institution as you work to mitigate risk and meet your audit requirements.

Audit services include:Development/Updating Internal Audit Charters
Quality Assurance Reviews
General Audit Consulting Services, including incorporating data analytics and heat maps
Enterprise Risk Management
Creating a Risk-Based Audit Program
Internal Controls and Efficiency Reviews
Areas of Audit expertise: IT, ACH, BSA/AML, Compliance, Website Accessibility, Operations, Branch, Security, Accounting Controls, Premises & Equipment, Items Processing, Deposit Accounts, Online Banking, Loan Operations, Time Deposits, Dormant Accounts, Safe Deposit Boxes, Commercial & Consumer Loan Audits